Adult spinal deformity (ASD) surgery aims to correct abnormal spinal curvature in adults, leading to improved functionality and reduced pain. However, this surgery is associated with various complications, one of which is proximal junctional failure (PJF). PJF can have a significant impact on a patient’s quality of life, necessitating a comprehensive understanding of its causes and the development of effective management strategies. This review aims to provide an in-depth understanding of PJF in ASD surgery. PJF is a complex complication resulting from a multitude of factors including patient characteristics, surgical techniques, and postoperative management. Age, osteoporosis, overcorrection of sagittal alignment, and poor bone quality are identified as significant risk factors. The clinical implications of PJF are substantial, often requiring revision surgery and causing a considerable decrease in patients’ quality of life. Prevention strategies include careful preoperative planning, appropriate patient selection, and optimization of surgical techniques. Treatment often necessitates a multifaceted approach, including surgical intervention and the management of underlying risk factors. Predictive modeling is an emerging field that may offer a promising avenue for the risk stratification of patients and individualized preventive strategies. A thorough understanding of PJF’s pathogenesis, risk factors, and clinical implications is essential for surgeons involved in ASD surgery. Current preventive measures and treatment strategies aim to mitigate the risk and manage the complications of PJF, but the complication cannot be entirely prevented. Future research should focus on the development of more effective preventive and treatment strategies, and predictive models could be valuable in this pursuit.
Citations
Citations to this article as recorded by
Relative influence of paraspinal muscularity and underlying bone quality on proximal junctional kyphosis and failure mode in patients undergoing thoracolumbar instrumented fusion Zach Pennington, Anthony L. Mikula, Abdelrahman Hamouda, Derrick Obiri-Yeboah, Michael L. Martini, Andrew J. Grossbach, Gabriella L. Paganucci, Ahmad N. Nassr, Brett A. Freedman, Arjun Sebastian, Jeremy L. Fogelson, Benjamin D. Elder Clinical Neurology and Neurosurgery.2026; 261: 109286. CrossRef
Differential Risk Factors for Proximal Junctional Kyphosis Between T8-T10 and T11-L1 Upper Instrumented Vertebrae in Adult Spinal Deformity Se-Jun Park, Jin-Sung Park, Dong-Ho Kang, Chong-Suh Lee Neurosurgery.2026;[Epub] CrossRef
Neurologic deficits due to proximal junctional kyphosis after adult spinal deformity surgery: how often do they happen and do they improve? Hani Chanbour, Alan R. Tang, Harsh Jain, Alexander T. Lyons, Soren Jonzzon, Iyan Younus, Steven G. Roth, Amir M. Abtahi, Byron F. Stephens, Scott L. Zuckerman Spine Deformity.2026; 14(4): 1277. CrossRef
Association between lumbar lordosis and proximal junctional failure following adult spinal deformity surgery: a systematic review and meta-analysis Abdullah M. Alharran, AbdulMuhsen AlQallaf, Mohammad Mohammad, Mohammad Salem Alajmi, Mohammad Alkaak, Salem Y. Alenezi, Fahad Mohammad, Ahmad Al Ahmad, Nizar Algarni, Yousef Marwan Spine Deformity.2026; 14(4): 1051. CrossRef
Comparison of Hook Fixation and Vertebroplasty for Prevention of Proximal Junctional Failure: A Retrospective Cohort Study Sung Tan Cho, Jae Hwan Cho, Dong-Ho Lee, Chang Ju Hwang, Sehan Park, Jin Hwan Kim, Wongthawat Liawrungrueang Global Spine Journal.2026;[Epub] CrossRef
Does Preoperative Spinal Alignment Influence Surgical Outcomes When Postoperative Alignment and Fixation Strategies Are Matched in ASD Correction? Donghua Huang, Zhan Wang, Michael Jian-Wen Chen, Annika Bay, Robert N. Uzzo, Gabrielle Dykhouse, Atahan Durbas, Andrea Pezzi, Stephane Owusu-Sarpong, Luis Felipe Colon, Kasra Araghi, Quante Singleton, Farah Musharbash, Sereen Halayqeh, Matthew E. Cunningh Spine.2026; 51(11): 761. CrossRef
Altered myogenic and lipid metabolism gene expression in paraspinal muscles of patients with adult spinal deformity who develop proximal junctional failure Pearce B. Haldeman, Gregory M. Mundis, Camille Nosewicz, Anica Tillu, Robert K. Eastlack, Bahar Shahidi European Spine Journal.2026;[Epub] CrossRef
Preoperative Thoracolumbar Mobility (ΔTLK) Predicts Early Upper Instrumented Vertebra-Adjacent Fracture after Lower Thoracic-Pelvic Fusion in Elderly Patients with Adult Spinal Deformity Shimei Tanida, Kazutaka Masamoto Spine Surgery and Related Research.2026; 10(3): 464. CrossRef
A predictable cascade of junctional failure following progressive long-segment fusion: an 11-year case analysis Majd Abouassi, Jörg Silbermann, Wahab Moustafa Journal of Surgical Case Reports.2026;[Epub] CrossRef
Role of paraspinal muscle fatty infiltration in predicting adjacent segment disease after lumbar spinal fusion: a systematic review and meta-analysis Tan Lam Minh Nguyen, Hsuan-Tung Lee, Yu-Chi Hsu, Tan Thanh Nguyen, Duy Nguyen Anh Tran, Serena Hu, Jason Pui-Yin Cheung, Klaus John Schnake, Wongthawat Liawrungrueang, Takaki Yoshimizu, Daisuke Sakai, Jason C Hsu, Hsin-Lun Lee, Sung Huang Laurent Tsai, Kh European Spine Journal.2026;[Epub] CrossRef
The use of hooks in upper instrumented vertebra to prevent proximal junctional complications: a systematic review and meta-analysis Hifza Babar, Dong Li, Jie Li, Zhen Liu, Zezhang Zhu, Yong Qiu BMC Surgery.2026;[Epub] CrossRef
Machine learning-based prediction of proximal junctional pathology after adult spinal deformity surgery: a systematic review and diagnostic test accuracy meta-analysis Shaan Patel, Shiva A. Nischal, Yi Hein Chai, Kush M. Kale, Kevin Hines, Joshua Heller, Jack Jallo, James S. Harrop, Srinivas K. Prasad Acta Neurochirurgica.2026;[Epub] CrossRef
Proximal junctional kyphosis above long spinal fusions Léonard Chatelain, Abbas Dib, Louise Ponchelet, Emmanuelle Ferrero Orthopaedics & Traumatology: Surgery & Research.2025; 111(1): 104065. CrossRef
Sex-Specific Influence of Preoperative Musculoskeletal Characteristics on Postoperative Outcomes in Lumbar Spinal Surgery: A Prospective Cohort Study Seungjun Ryu, Danbi Park, Ji Yeon Baek, Chongman Kim, Hong Kyung Shin, Sun Woo Jang, Jeoung Hee Kim, Sung Woo Roh, Jin Hoon Park World Neurosurgery.2025; 194: 123435. CrossRef
The Paraspinal Sarcopenia at the Upper Instrumented Vertebra Is a Predictor of Discoligamentous but Not Bony Proximal Junctional Kyphosis Zach Pennington, Anthony L. Mikula, Abdelrahman Hamouda, Maria Astudillo Potes, Ahmad Nassr, Brett A. Freedman, Arjun S. Sebastian, Jeremy L. Fogelson, Benjamin D. Elder Journal of Clinical Medicine.2025; 14(4): 1207. CrossRef
Immediate Postoperative Change in the Upper Instrumented Screw-Vertebra Angle is a Predictor for Proximal Junctional Kyphosis and Failure Riza M. Cetik, Steven D. Glassman, John R. Dimar, Charles H. Crawford, Jeffrey L. Gum, Jensen Smith, Nicole McGrath, Leah Y. Carreon Spine.2025; 50(5): 304. CrossRef
The association between lower Hounsfield units of the upper instrumented vertebra and proximal junctional failure after limited lumbar fusion for adult spinal deformity Hiroshi Moridaira, Satoshi Inami, Masahiko Takahata, Daisaku Takeuchi, Haruki Ueda, Takuya Iimura, Tomoya Kanto, Satoshi Takada, Kazuo Doi, Hiroshi Taneichi BMC Musculoskeletal Disorders.2025;[Epub] CrossRef
Harnessing machine learning to predict and prevent proximal junctional kyphosis and failure in adult spinal deformity surgery: A systematic review Paolo Brigato, Gianluca Vadalà, Sergio De Salvatore, Leonardo Oggiano, Giuseppe Francesco Papalia, Fabrizio Russo, Rocco Papalia, Pier Francesco Costici, Vincenzo Denaro Brain and Spine.2025; 5: 104273. CrossRef
A comprehensive review of risk factors and prevention strategies: how to minimize mechanical complications in corrective surgery for adult spinal deformity Jin-Sung Park, Hyun-Jun Kim, Se-Jun Park, Dong-Ho Kang, Chong-Suh Lee Asian Spine Journal.2025; 19(3): 463. CrossRef
The relationship between postoperative proximal junctional kyphosis and MRI-based pedicle bone quality scores in thoracic adolescent idiopathic scoliosis Junhu Li, Qiujiang Li, Linnan Wang, Zhipeng Deng, Shuxin Zheng, Lei Wang, Yueming Song BMC Surgery.2025;[Epub] CrossRef
Early catastrophic proximal junctional fracture after spinal instrumentation in geriatric patients Celal Özbek Çakır, Murat Baloglu Turkish Journal of Clinics and Laboratory.2025; 16(3): 586. CrossRef
Radiologische Diagnostik bei Wirbelsäulentraumata in besonderen Konstellationen Umut Yilmaz, Malvina Garner Die Radiologie.2025; 65(11): 815. CrossRef
Mitigating Proximal Junctional Kyphosis and Failure: The Role of Tethering in a Multifactorial Problem – A Commentary on “Efficacy of Proximal Junctional Tethering in Spinal Fusion Surgery for Preventing Proximal Junctional Kyphosis and Proximal Junctiona Niall Buckley, Ashel C. Dsouza, Lee A. Tan Neurospine.2025; 22(3): 678. CrossRef
Evaluation of Bone Mineral Density: Correlating MRI Cervical Vertebral Bone Quality, CT Hounsfield Units, and DEXA T-Scores Rose Fluss, Riana Lo Bu, Alireza Karandish, Sertac Kirnaz, Rafael De la Garza Ramos, Saikiran G. Murthy, Reza Yassari, Yaroslav Gelfand Medical Sciences.2025; 13(4): 304. CrossRef
Predicting proximal junctional failure in adult spinal deformity patients using machine learning models based on spinal alignment parameters Akihiko Hiyama, Daisuke Sakai, Hiroyuki Katoh, Masato Sato, Masahiko Watanabe Scientific Reports.2025;[Epub] CrossRef
Features of approximation of finite-element models of transpedicular spinal fixation and their computational efficiency Aleksey E. Shulga, Mikhail S. Korolev, Sergey P. Ivzhenko, Daniil M. Puchinyan, Vladimir S. Tolkachev, Stanislav D. Shuvalov Journal of Volgograd State Medical University.2025; 22(4): 107. CrossRef
Optimizing Surgical Strategies for Preventing Proximal Junctional Complications: A Systematic Review and Meta-analysis of Operative Techniques in Adult Spinal Deformity HyungSub Jin, Kyung-Soo Suk, Byung Ho Lee, Si Young Park, Hak-Sun Kim, Seong-Hwan Moon, Sub-Ri Park, Namhoo Kim, Jae Won Shin, Ji-Won Kwon Neurospine.2025; 22(4): 1012. CrossRef
Instrumentation Failure in Adult Spinal Deformity Patients David P. Falk, Ravi Agrawal, Bijan Dehghani, Rohit Bhan, Sachin Gupta, Munish C. Gupta Journal of Clinical Medicine.2024; 13(15): 4326. CrossRef
Spinal alignment and surgical correction in the aging spine and osteoporotic patient Umesh S. Metkar, W. Jacob Lavelle, Kylan Larsen, Ram Haddas, William F. Lavelle North American Spine Society Journal (NASSJ).2024; 19: 100531. CrossRef
Cyphose jonctionnelle proximale au-dessus des fusions rachidiennes étendues Léonard Chatelain, Abbas Dib, Louise Ponchelet, Emmanuelle Ferrero Revue de Chirurgie Orthopédique et Traumatologique.2024; 110(6): 761. CrossRef
Optimizing preoperative bone health assessment for adult spinal deformity: a prospective correlation analysis of intraoperative pedicle screw insertion torque and imaging modalities in Japan Keishi Maruo, Fumihiro Arizumi, Tomoyuki Kusukawa, Masakazu Toi, Masaru Hatano, Tetsuto Yamaura, Kazuya Kishima, Toshiya Tachibana Asian Spine Journal.2024; 18(4): 532. CrossRef
Proximal Junctional Degeneration and Failure Modes Riza M. Cetik, Steven D. Glassman, John R. Dimar, Mitchell J. Campbell, Mladen Djurasovic, Charles H. Crawford, Jeffrey L. Gum, R. Kirk Owens, Kathryn J. McCarthy, Leah Y. Carreon Spine.2024; 49(21): 1465. CrossRef
Application of Transverse Process Hooks at Distal Thoracic Vertebrae in Uppermost Vertebral Instrumentation for Adult Spinal Deformity Surgery: Special Focus on Delayed-Onset Neurologic Deficits Sun-Joon Yoo, Hyun-Jun Jang, Bong Ju Moon, Jeong-Yoon Park, Sung Uk Kuh, Dong-Kyu Chin, Keun-Su Kim, Jun Jae Shin, Yoon Ha, Kyung-Hyun Kim Neurospine.2024; 21(4): 1219. CrossRef
Risk Factors, Biomechanics, and Prevention Strategies for Proximal Junctional Failure in Adult Spinal Deformity Surgery – A Commentary on “Proximal Junctional Failure Development Despite Achieving Ideal Sagittal Correction According to Age-Adjusted Alignm Lee A. Tan Neurospine.2024; 21(4): 1094. CrossRef
Proximal Junctional Failure Development Despite Achieving Ideal Sagittal Correction According to Age-Adjusted Alignment Target in Patients With Adult Spinal Deformity: Risk Factor Analysis of 196 Cases Undergoing Low Thoracic to Pelvic Fusion Se-Jun Park, Jin-Sung Park, Dong-Ho Kang, Minwook Kang, Kyunghun Jung, Chong-Suh Lee Neurospine.2024; 21(4): 1080. CrossRef
Adult cervical spine deformity is associated with decreased health-related quality of life, disability, and myelopathy. A number of radiographic parameters help to characterize cervical deformity and aid in the diagnosis and treatment. There are several etiologies for cervical spine deformity, the most common being iatrogenic. Additionally, spine surgery can accelerate adjacent segment degeneration which may lead to deformity. It is therefore important for all spine surgeons to be aware of the potential to cause iatrogenic cervical deformity. The aim of this review is to highlight concepts and techniques to prevent cervical deformity after spine surgery.
Citations
Citations to this article as recorded by
Impact of T1 Slope as a Predictor of Loss of Cervical Lordosis and Health-Related Quality of Life after Laminoplasty in Patients with Ossification of the Posterior Longitudinal Ligament : A Retrospective Cohort Study Ji-Ho Jung, Jong-Hoon Jeong, Jong-Hwan Hong, Moon-Soo Han, Jung-Kil Lee Journal of Korean Neurosurgical Society.2026; 69(1): 124. CrossRef
Comparison of cervical alignment between electromagnetic and traction-based head positioning systems Jonathan N. Sembrano, Dustin J. Kress, Regan Carlson, Jason J. Haselhuhn, Jacqueline E. Wright, Paul Brian O. Soriano, Kari Odland World Neurosurgery: X.2026; 31: 100595. CrossRef
The Variability of the Cervicothoracic Inflection Point: A Cohort Analysis of the Multi-Ethnic Asymptomatic Normative Study (MEANS) Justin L. Reyes, Roy Miller, Matan Malka, Josephine Coury, Yong Shen, Natalia Czerwonka, Alexandra Dionne, Jean-Charles Le Huec, Stephane Bourret, Kazuhiro Hasegawa, Hee Kit Wong, Gabriel Liu, Hwee Weng Dennis Hey, Hend Riahi, Michael Kelly, Lawrence G. L Global Spine Journal.2025; 15(4): 2409. CrossRef
Commentary: Cervicothoracic Deformity in the Setting of Adhesive Arachnoiditis: An Operative Video Article Ranbir Ahluwalia, Harsh Jain, Scott L. Zuckerman Operative Neurosurgery.2025; 29(1): 158. CrossRef
Risk factors associated with distal junctional kyphosis and failure after surgical management of adult cervical deformity: a systematic review Davin C. Gong, Anthony N. Baumann, Zhaorui Wang, Omkar S. Anaspure, Muhammad Waheed, Evan J. Beck, Rakesh D. Patel, Ilyas S. Aleem European Spine Journal.2025; 34(8): 3430. CrossRef
Long-term loss of intervertebral disc height after posterior cervical surgery for ossification of the posterior longitudinal ligament: a retrospective study with more than 3 years of follow-up Siyuan Qin, Ruomu Qu, Weili Zhao, Ruixin Yan, Yongye Chen, Feifei Zhou, Ning Lang Journal of Orthopaedic Surgery and Research.2025;[Epub] CrossRef