INTRODUCTION
The K-line is a useful measure for evaluating cervical curvature and informing surgical strategy in patients with cervical ossification of the posterior longitudinal ligament (OPLL) [
1]. Cervical laminoplasty (LP) generally results in favorable neurological outcomes in patients with K-line (+) and multilevel OPLL involving more than 3 levels, whereas poor outcomes have been reported in K-line (-) patients [
1]. However, even when LP is performed in patients with preoperative K-line (+) in a neutral position, some patients still experience suboptimal recovery.
Dynamic mechanical factors are significant contributors to the development and progression of the cervical myelopathy associated with OPLL [
2,
3]. Although the importance of static assessments of the K-line has been reported, this does not fully reflect dynamic cord compression during neck movement. In particular, K-line status changes according to neck flexion position and has been shown to correlate with clinical outcomes [
4]. Patients who are K-line (+) in the neutral position but become K-line (-) during flexion (FK-line [-]) exhibit poor outcomes after LP [
4,
5]. This discrepancy indicates that flexed radiographs provide additional clinical value in surgical planning by identifying dynamic cord compression that is not apparent in the neutral position.
Although a few studies have proposed that laminectomy with fusion (LF), which restricts cervical flexion and stabilizes sagittal alignment in FK-line (-) OPLL patients [
6], has potential benefits, no study has examined how instrumentation fixation affects the surgical outcomes of FK-line (-) OPLL patients. Furthermore, no comparison of surgical outcomes between LP and LF in patients with preoperative FK-line (-) has been conducted.
Among patients with cervical myelopathy caused by multilevel OPLL, this retrospective study compares clinical and radiological outcomes after LP and LF according to FK-line status. The aim was to analyze the relationship between changes in cervical parameters and neurological outcomes, especially focusing on preoperative FK-line (-) patients. Additionally, the study examines how changes in cervical parameters after surgery predict neurological recovery in FK-line (-) OPLL patients.
DISCUSSION
This study investigated the clinical significance of FK-line status and compared the surgical outcomes of LP and LF in patients with multilevel cervical OPLL, focusing on those with FK-line (-). FK-line (-) patients exhibited a smaller FK-line distance, lower C2–7 CA, higher COR, larger C2S, and lower T1S, indicating a more kyphotic alignment and greater cervical flexion angle than FK-line (+) patients. Neurological recovery and sagittal alignment were poorer in FK-line (-) patients following posterior decompression. Among FK-line (-) patients, LF achieved better correction of kyphotic alignment, greater posterior cord shift, and superior neurological outcomes compared with LP. Additionally, multivariate analysis identified postoperative FK-line distance, postoperative C2–7 flexion angle, and preoperative DER as independent predictors of neurological recovery.
Dynamic factors, such as neck flexion and extension, influence the progression of myelopathy in OPLL by altering the sagittal diameter of the spinal canal and increasing anterior cord compression [
2,
3,
12]. Takeuchi et al. [
4] reported poor clinical outcomes after LP in OPLL patients with K-line (+) in the neutral position and K-line (-) in the neck flexion position. Nori et al. [
6] also observed higher incidences of residual spinal cord compression and poorer outcomes in FK-line (-) patients after LP. Unlike prior reports [
4,
6], our study directly compared LP and LF in the FK-line (-) subgroup and identified specific radiologic predictors of recovery, reinforcing the clinical relevance of FK-line status in surgical planning.
During flexion, the cervical spinal cord moves more anteriorly and elongates longitudinally, resulting in increased ventral compression and mechanical stress [
13]. An anterior shift of the spinal cord during flexion places pressure on the ventral gray matter, including the anterior horn laminae and adjacent corticospinal tracts near the anterior median fissure. This compression may disrupt axonal integrity and compromise microvascular perfusion in the anterior spinal artery territory, resulting in ischemia and motor pathway injury, which likely contributes to poor postoperative neurological recovery [
3]. These pathophysiological changes are supported by MRI signal alterations and diffusion tensor imaging evidence of microstructural damage [
14]. Specifically, in cervical kyphotic alignment, the ventral OPLL mass exacerbates anterior spinal cord compression, leading to insufficient decompression and affecting neurological recovery after posterior decompression [
12,
13]. Our findings suggest that FK-line (-) patients exhibited lower T1S, lower C2–7 CA, and a larger C2S than FK-line (+) patients. FK-line (-) patients exhibited increased cervical kyphosis during flexion and diminished lordosis during extension, indicating a flexion-dominant cervical alignment. Postoperative JOA scores and recovery ratios were lower in FK-line (-) patients than FK-line (+) patients, consistent with previous findings [
4-
6]. Furthermore, FK-line (-) patients exhibited a greater cervical flexion angle, smaller FK-line distance, and higher COR than FK-line (+) patients. Based on those observations, it is reasonable to predict that neurological recovery in FK-line (-) patients might be improved by increasing cervical lordosis, decreasing the cervical flexion angle, and expanding the FK-line distance.
Both LP and LF are effective posterior surgical procedures for multilevel cervical OPLL, but they produce significantly different outcomes in patients with FK-line (-). Our findings indicate that LF leads to superior neurological improvement compared with LP in FK-line (-) patients. Posterior decompression procedures, such as LP and LF, indirectly achieve ventral decompression by allowing posterior cord shift [
15,
16]. Baba et al. [
17] reported that, as measured by the posterior shift score of the cord, significant neurological improvement is associated with posterior cord migration after LP. The extent of spinal cord shift influences spinal cord biomechanics, with LF resulting in lower stress and strain on the spinal cord than LP [
18]. Additionally, the greater spinal cord drift achieved with LF compared to LP suggests its superior ability to maximize decompression in severe degenerative cervical myelopathy [
19]. However, other studies reported that the extent of the cord shift does not consistently predict clinical outcomes [
20,
21]. Itoh and Tsuji emphasized that a 4-mm expansion of the spinal canal is optimal for achieving favorable outcomes following LP, and a 3-mm posterior shift of the spinal cord is required to attain a recovery rate exceeding 50% [
19,
22,
23]. In the literature, the posterior shift of the cervical cord after LF averaged around 2.7 mm, compared with 1.7–2.2 mm after LP [
19,
24]. In this study, the increase in FK-line distance was greater in the LF group (mean, 5.37 mm) than the LP group (3.32 mm), which likely explains the superior neurological recovery observed in the LF group.
One complication following posterior decompression surgery is C5 nerve palsy, attributed to spinal cord shifting and the resultant traction on the spinal cord and/or nerve roots. The incidence has been reported to range from 0% to 13.6% [
25,
26]. In this study, 5 patients who underwent LP (n=2) and LF (n=3) developed C5 palsy, which resolved within 7 months of rehabilitation. Radcliff et al. [
27] reported that patients who developed C5 palsy after LF had significantly greater spinal cord drift at the C5 level (5.1 mm) compared to those without palsy (2.4 mm). Other studies noted that although LF resulted in a greater degree of cord shift than LP (2.65 mm vs. 2.20 mm), the difference in C5 palsy incidence was not statistically significant [
19]. Our findings are consistent with prior literature, suggesting that while increased cord shift may contribute to C5 palsy, most cases are transient and recover with rehabilitation.
When the C2–7 kyphotic angle exceeds 20°, biomechanical studies have shown a rapid increase in intraspinal pressure [
12]. Local kyphosis exceeding 13° on preoperative alignment has been associated with the highest risk of poor recovery after LP [
28]. Funaba et al. reported that the postoperative C2–7 kyphotic angle in neck flexion is associated with poor outcomes [
29,
30]. Our study demonstrates that the preoperative cervical flexion angle is associated with FK-line status and that the postoperative C2–7 flexion angle correlates significantly with neurological recovery, differentiating outcomes between LP and LF. LF achieved more effective correction of the C2–7 flexion angle, resulting in improved posterior cord shift and sagittal alignment, thereby enhancing neurological recovery. These findings provide radiological and clinical evidence explaining the differences in outcomes between LP and LF in patients with high COR and FK-line (-), a relationship previously reported but not mechanistically elucidated [
31]. Additionally, we found that, among patients with neutral K-line (-), those who underwent LF showed greater neurological improvement than those who underwent LP. All patients with neutral K-line (-) maintained FK-line (-) on flexion. These findings suggest that fusion surgery may be more appropriate to achieve decompression and stabilization, especially when kyphosis is present.
This study suggests that LF should be considered over LP in patients with FK-line (-) status, a high COR, and preoperative kyphotic alignment—particularly when posterior decompression without stabilization may be insufficient to achieve ventral cord decompression or correct sagittal imbalance. Patients with a greater cervical flexion angle and limited extension function may be at increased risk of inadequate decompression and postoperative sagittal malalignment if managed with LP [
7]. In such cases, LF provides superior correction of flexion kyphosis, greater posterior cord shift, and better restoration of alignment, contributing to improved neurological recovery.
Postoperative loss of cervical lordosis is associated with poor outcomes, possibly as a result of injury to the posterior musculoligamentous complex [
32,
33]. Recently, DER, which indicates the functional reserve of posterior structures, has attracted attention as a potential risk factor for decreased cervical lordosis [
7,
34]. Lower DER has been shown to correlate with greater loss of cervical lordosis and poorer outcomes after LP [
35]. However, some researchers have argued that DER is not a significant predictor of postoperative loss of lordosis, suggesting instead that parameters such as higher C2–7 SVA and preoperative lordosis are more influential [
36]. Our findings support that DER serves as an independent predictor of postoperative neurological outcomes by reflecting cervical extension function.
Assessing the FK-line status provides a practical evaluation of dynamic anterior cord compression and kyphotic alignment. Our findings underscore the importance of both dynamic and structural sagittal parameters in predicting surgical outcomes. In FK-line (-) patients, the greater increase in FK-line distance following LF suggests more effective spinal cord decompression and sagittal correction, potentially contributing to improved neurological recovery, in patients with preoperative kyphosis and high COR. However, LF was associated with longer operative times, increased blood loss, and a more pronounced reduction in neck ROM compared to LP.
This study has several limitations. First, its retrospective design carries inherent risk of selection bias, particularly due to differing surgical indications for LP and LF. Second, surgeon preference might have influenced the surgical methods. However, unlike previous studies [
4,
6], we directly compared LP and LF in FK-line (-) patients in a large multicenter cohort, providing stronger evidence for surgical decision-making in this challenging population. Third, radiological assessments were limited to standard static and flexion-extension radiographs, without MRI-based confirmation of cord shift. Fourth, the mean followup period was 43.2 months, so longer-term studies are needed to assess the durability of the outcomes. Further prospective studies with long-term follow-up are warranted to validate our findings and to establish standardized criteria for surgical selection based on FK-line status.