Anterior Surgical Techniques for Cervical Spondylotic Myelopathy: WFNS Spine Committee Recommendations
Article information
Abstract
Objective
This study was performed to review the literature and to present the most up-to-date information and recommendations on the indications, complications, and success rate of anterior surgical techniques for cervical spondylotic myelopathy (CSM). The commonly performed anterior surgical procedures are multiple-level anterior cervical discectomy and fusion, anterior cervical corpectomy and fusion and its variants (skip corpectomy and hybrid surgery), and oblique corpectomy without fusion.
Methods
A comprehensive literature search and analysis were performed using MEDLINE (PubMed), the Cochrane Register of Controlled Trials, and the Web of Science for peer-reviewed articles published in English during the last 10 years.
Results
Corpectomy is mandated for ventral compression of fewer than 3 vertebral segments where single-level disc and osteophyte excision is inadequate to decompress the cord. Endoscopic or oblique partial corpectomy improves the sagittal canal diameter by 67% and obviates the need for an additional bone graft procedure.
Conclusion
The indications of anterior surgery in patients with CSM include a straightened or kyphotic spine with a compression level lower than 3. With an appropriate choice of implants and meticulous surgical technique, surgical complications can be seen only rarely. Improvements after anterior surgery for CSM have been reported in 70% to 80% of patients.
INTRODUCTION
This study was conducted by the World Federation of Neurosurgical Societies (WFNS) Spine Committee to review the literature, to determine and to recommend most up-to-date information on indications, complications, and success rate of anterior surgical treatments for cervical spondylotic myelopathy (CSM).
Anterior surgeries for CSM offer decompression of the cervical cord by directly addressing the ventral compression of the cervical cord, which is invariably present in these patients. The anteriorly placed pathology consists of prolapsed discs, posterior osteophytes arising from the vertebral bodies and thickened or ossified posterior longitudinal ligament.
The commonly performed anterior surgeries are: multiplelevel anterior cervical discectomy and fusion (ACDF); anterior cervical corpectomy and fusion (ACCF) and its variants - “skip corpectomy” and “hybrid surgery”; and oblique corpectomy without fusion. Skip corpectomy involves 2 level corpectomy for a 3 level CSM which leaves the intervening body intact. Hybrid surgery involves combining ACCF (1 to 3 levels) with an adjacent ACDF.
METHODS
A comprehensive literature search and analysis was performed with the search words “cervical spondylotic myelopathy,” “ossification of posterior longitudinal ligament,” and “anterior surgery” from MEDLINE (PubMed), Cochrane Register of Controlled Trials, and Web of Science for peer-reviewed articles published in English during the last 10 years. The relevant articles for the purpose of this review were selected by the authors based on 50 patients or more being included in the study and lack of heterogeneity in the pathology for which the anterior surgery was done. This review is not a systematic review or a meta-analysis but an overview of the available relevant literature.
NATURAL HISTORY AND INDICATION FOR TREATMENT
Most of the studies on the natural history of CSM have unequivocally demonstrated that it is a progressive disease with stepwise deterioration observed in most (75%) cases (Table 1) [1-6].
Although the exact duration of conservative management has not been studied, Kadanka et al. [7] in a randomized control trial to compare conservative and operative treatments of CSM, suggested that conservative management may be continued up to 3 years after diagnosis. In another prospective multicenter review, Sampath et al. [8] compared 20 operated versus 23 conservatively managed patients with myelopathy with a mean duration of symptoms of 29.8 months and found that those operated had a significant improvement in functional status and overall pain and neurologic symptoms. Patients managed conservatively had a significant worsening of their ability to perform activities of daily living and worsening of neurologic symptoms. Yoshimatsu et al. [9] concluded in a retrospective comparison that surgically treated patients (n=32) fared better as compared to conservatively managed cases (n=69) and 22 cases from the conservative group had to undergo surgical decompression after a mean duration of 32 months.
ACDF VERSUS ACCF
While it is generally accepted that corpectomies lead to the removal of almost all osteophytes, discs and ossification of the posterior longitudinal ligament pathology that can cause spinal cord compression and may be the ideal procedure, >3 level corpectomies are seldom performed and needed. A review by Huang et al. [10] (Table 2) [11-19] of <3 level disease treated with corpectomy vs discectomy showed no significant difference between the 2 in terms of hospital stay, the Japanese Orthopaedic Association (JOA) score, visual analogue scale scores for neck and arm pain, total cervical range of motion (ROM), fusion ROM, fusion rate, adjacent-level ossification and complications (Table 3) [20-30].
ENDOSCOPIC AND PARTIAL CORPECTOMY PROCEDURES
Oblique Partial corpectomy is indicated when only partial removal of the vertebral body that is causing compression is desired and the disc can be left intact. It can thus be used to effectively decompress the spinal cord and root. It has the advantages of avoiding fusion and preserving most of the disc and this could help in preserving motion between vertebral bodies, and also in preventing adjacent segment degeneration. There have been many large series (Table 4) which have demonstrated the safety of this procedure with preservation of the ROM and improved canal diameter. However, rates of Horner syndrome have been its Achilles heel ranging from 1%–33%. In all large series, the authors have empathized strict selection criteria of excluding all patients with slippage greater than 2 mm between 2 adjacent vertebral bodies on dynamic films and with preoperative listhesis greater than 2 mm between 2 adjacent bodies, even when the degree of slippage does not increase on dynamic films.

Review of the series on oblique partial corpectomies for treatment of cervical spondylotic myelopathy
There is only one large series of endoscopic corpectomy [31] comprising of 15 cases with a mean age of 46 years, showing improvement in all cases after endoscopic corpectomy and discectomies.
CSM IN ELDERLY
In a review of all the cases of CSM in elderly (Table 5) [32-39], CSM in patients older than 70 years has a unique radiographic appearance, with reduced ROM at lower cervical (C7–T1) levels and high stenosis at C3–4 segments that may manifest a disease localizing to these levels. Electrophysiological studies have shown that in elderly patients with CSM have demonstrated a high incidence (95%) of focal conduction block at the C3–4 level, which was counter-intuitive as the maximum age-related radiological changes were seen at lower cervical levels (C5–7) [40]. Among all the consequences of cord compression, physiological conduction block plays the most important role in producing potentially curable clinical deficits [41].
POSTOPERATIVE NECK STABILIZATION
A cervical orthosis is used in postoperative cases of CSM in order to relieve muscle spasm and prevent instability. The quantitative assessment of these orthoses was done by Johnson et al. [42] in which he measured sagittal, rotational and lateral bending using the halo brace, cervicothoracic brace, the Somi brace, Philadelphia collar, and soft collar. While evaluating flexion extension between the occiput and first thoracic vertebrae the halo was most effective followed by the cervicothoracic brace (4%–13% movement allowed), Somi brace and Philadelphia collar (around 30% movement allowed) and lastly soft collar (Around 74% movement allowed). Again, while considering rotation motion only the halo and cervicothoracic brace were effective on controlling motion. Lateral bending was effectively only controlled by a halo brace with a plastic body vest, allowing only 4% of lateral bending.
COMPLICATIONS OF ANTERIOR SURGERIES FOR CSM
Prior to performing surgery, it is always important to have a thorough understanding of not only the surgical anatomy and biomechanics of the cervical spine but also of the unique complications associated with approach and instrumenting the ventral cervical spine. Complication rate of anterior surgeries for CSM varies from 1.6% to 31.3% [43,44]. Reported complications resulting from anterior surgeries for cervical spine include neurologic and vascular injury, esophageal injury, respiratory distress, implant-related complications, graft dislodgement, adjacent-level disc degeneration, cerebrospinal fluid (CSF) leakage, and infection.
Reported implant-related complication rates associated with anterior cervical plating have varied from 0% to 50% in the literature [45,46]. Implant-related complications include pseudarthrosis, plate/screw loosening, plate or screw fracture, graft and plate dislodgement, and implant malposition.
Lowery and McDonough [47] reported a series of 109 patients treated with several different cervical plates with a 35% implant failure rate.
Anterior cervical plates have continually evolved since their earliest application. The addition of an anterior cervical plate appears to lead to earlier fusion and better clinical results in multilevel cases. Nonetheless, the use of anterior cervical implants in the treatment of CSM requires an understanding of their biomechanical benefits and limitations, as well as the unique complications related to the use of them. With the appropriate choice of implants and meticulous surgical technique, the surgical complications should be seen only rarely.
SUCCESS RATES OF ACDF
The success rates of ACDF are summarized in Table 6. The table shows individual case series from a single institution (which report on 50 patients or more) and also the results of 2 meta-analyses [48-54].
Improvement was seen in close to 80% of patients. The only study which reports outcomes which are much worse is that by Pumberger et al. [53] which reported improvement in only 58.6% of patients. But it should be noted that a large percentage of their patients were in Nurick grade 1 prior to surgery (that is, patients who do not complain of gait impairment but have signs of pyramidal tract involvement such as exaggerated deep tendon reflexes). It is unlikely that the signs of pyramidal tract involvement will reverse completely in a large number of patients (that is, improvement to Nurick grade 0). When JOA was used, the improvement in mean JOA scores ranged from around 3 to 5 points. JOA recovery rates have ranged from 56.7 to 90.8.
Most of the studies are also limited by their short follow-up duration that is less than 3 years.
SUCCESS RATES OF ACCF AND ITS VARIANTS
The success rates of ACCF and its variants (“skip corpectomy” and “hybrid surgery”) are considered together as the number of reports for the latter is few. Table 7 summarizes the outcomes with this form of anterior surgery [48,51,52,54-58]. Again there are individual case series (reporting on 50 patients or more) and 2 meta-analyses. The largest individual case series had 352 patients all operated by one surgeon [58].
Improvement was seen in 69.8% to 82% of patients with one series showing that 35.8% of patients achieved a follow-up Nurick grade of 0 or 1 (“cure”). Sarkar and Rajshekhar [58] reported that the mean Nurick grade improved from 3.2 to 1.9. When JOA was used, the improvement in mean JOA score ranged from nearly 4 to 5. This seems to be slightly higher than that reported with ACDF. JOA recovery rates have been around 60% to 65% but one report had a recovery rate of over 140%.
Although the follow-up duration was generally short (2 to 3 years), there were a few studies that reported outcomes at 4.5 years or longer [55,57,58]. These studies are discussed separately below.
Outcomes in hybrid surgery were noted in 2 reports [51,56]. The mean JOA score improvement was 2.6 and 5. There was only one study reporting outcomes in skip corpectomy and mean JOA scores improved by around 4.5 and nearly 70% of patients showed improvement by Odom criteria [52].
SUCCESS RATES OF OBLIQUE CORPECTOMY WITHOUT FUSION
Oblique corpectomy was suggested by George et al. [59] in 1993 as an alternative to ACCF in elderly patients in whom the involved segments were already fused due to disc desiccation and collapse. The major publications on oblique corpectomy for CSM have come from George’s group [29] and by Chacko et al. [24] (Table 8). A review of all publications on oblique corpectomy by Tykocki et al. [60] included publications where this surgery has been used in patients with varied pathologies and presentations such as those with radiculopathy, spinal cord tumors etc. The total number of patients reported in this review is approximately 800. The authors estimated that the improvement rate following oblique corpectomy for those with CSM or ossification of the posterior longitudinal ligament was over 70% [60].
ACDF VERSUS ACCF
Table 9 shows the conclusions of 2 individual comparative studies and 4 meta-analyses comparing the outcomes of ACDF and ACCF [48,54,61-64]. ACDF was generally associated with less intraoperative blood loss and less operative complications than ACCF. One meta-analysis reported that rates for postoperative dysphagia, hoarseness, graft extrusion, infection, epidural hematoma, and CSF leak were the same for both ACDF and ACCF. Some series reported better lordosis of the cervical spine and fusion rates for the grafts at follow-up. However, the functional outcomes, using Odom’s criteria, JOA, Neck Disability Index (NDI) were universally reported to be the same.
LONG-TERM OUTCOMES
One major deficiency in most reports on outcomes of anterior surgery for CSM has been the short duration of follow-up. Thus, it is difficult to determine whether the benefits of surgery are seen at a longer follow-up. It is encouraging to note that those studies that have reported long-term outcomes at >4 years after surgery, have reported that over 70% of patients have improved [55,57,58]. A follow-up of >4 years involving more than 50 patients has been reported by few authors [55,57,58]. Emery et al. [55] reported that 82% of patients had improved at a mean follow-up of 4.5 years after an ACDF or ACCF. Long-term results for ACCF were not separately reported. Gao et al. [57] published a large series of 145 patients with an impressive mean follow-up of 8.5 years. They reported 73.8% of their patients had improved. One level ACCF was performed in 133 patients and only 12 had undergone 2 level ACCF. Moreover, 52% of their patients were lost to follow-up. Sarkar and Rajshekhar [58] reported the largest single surgeon series of 352 patients who had all undergone un-instrumented ACCF and followed up for 1 year or more. Most of their patients (60.8%) had undergone 2 level ACCF. They reported that 72.4% of their patients had improved at last follow-up (mean, 57.1 months). They also noted that the improvement rates for patients followed up for different durations (>5 years, 5–10 years and >10 years) were similar. They also had lost 27% of their patients (complete cohort of 482 patients who had undergone ACCF) to follow-up. Chibbaro et al. [29] reported the long-term outcome (mean follow-up, 96 months) in 268 patients following oblique corpectomy.
Only few studies have studied the durability or sustainability of improvement after surgery. In other words, do patients who improve soon after surgery continue to maintain their improvement at further follow-up. In one such study, Sarkar and Rajshekhar [58], analyzed serial follow-up outcomes in 175 patients who reported initial improvement (>1 Nurick grade improvement) at 1 year after ACCF. At 5 and 10 years after surgery, 90.5% and 76.3% of patients who reported improvement at 1 year, continue to maintain their improvement. Thus, the outcomes after ACCF are durable in vast majority of patients. There is, however, attrition in the improvement rate with time but the rate of attrition is very slow.
OUTCOMES IN SPECIAL GROUPS
Success rates of anterior surgery in special groups such as those in poor functional grades and in the elderly (>65 or 70 years of age) is infrequently reported. Rajshekhar and Kumar [65] reported good outcomes in 72 poor grade patients (Nurick grades 4 and 5) with CSM, following ACCF. Improvement of one Nurick grade or more was noted in 76% of patients at a mean follow-up of 36.3 months. A “cure” (follow-up Nurick grade of 0 or 1) was noted in 23.9% of patients. Thus, it appears that good functional outcome can be expected in a large number of patients in poor grades following anterior decompressive surgery. The outcomes of anterior decompressive surgery seem to be worse than that in younger patients [33,66]. Age has been shown to be a predictor of poor functional outcome following decompressive surgery for CSM in some but not all series [11].
WFNS SPINE COMMITTEE RECOMMENDATIONS
1. Surgical Indications for Treatment of CSM
• In patients with CSM, the indications for surgery include persistent or recurrent radiculopathy nonresponsive to conservative treatment (3 years); progressive neurological deficit; static neurological deficit with severe radicular pain when associated with confirmatory imaging (computed tomography, magnetic resonance imaging) and clinical-radiological correlation.
• The indications of anterior surgery for patients with CSM include straightened spine or kyphotic spine with a compression level below 3.
2. Comparison of Anterior Surgical Techniques for CSM
• There are many options for anterior decompression such as ACDF, ACCF, oblique corpectomy, skip corpectomy and hybrid surgery.
• A corpectomy is a good option for a ventral compression of less than 3 vertebral segments where a single-level disc and osteophyte excision are inadequate to decompress the cord in patients with CSM. In cases with a kyphotic deformity of the cervical spine, corpectomy can restore the normal lordotic curvature alignment.
• In cases of a multisegment disease with contiguous multisegment thecal compression, alternate segment discectomy/osteophyte removal while keeping the body of the intervening vertebra intact is biomechanically more stable than a complete corpectomy with contiguous segment discectomy.
3. Endoscopic and Partial Corpectomy Procedures
• An oblique partial corpectomy can improve the sagittal canal diameter substantially. However, this procedure may be difficult to perform in cases with bilateral radiculopathy. If there is significant instability, oblique corpectomy should not be chosen.
• The incidence of the Horner syndrome due to unilateral disruption of the sympathetic chain has been decreased to less than 5% by some modifications in surgical technique.
4. CSM in Elderly
• In the elderly age groups with bony ankylosis due to osteophytes at C5–6–7, CSM may manifest at higher levels where motion segments are preserved, especially the C3–4 level and also at lower levels such as the C7–T1 level.
5. Complications of Anterior Surgeries for CSM
• Reported complications resulting from anterior surgeries for CSM are quite variable. Approach-related complications (dysphagia, dysphonia, esophageal injury, respiratory distress etc.) are more often than neurologic, and implant-related complications. With the appropriate choice of implants and meticulous surgical technique, the surgical complications should be seen only rarely.
6. Success Rate of Anterior Surgeries for CSM
• Improvement after anterior surgery for CSM has been reported in 70% to 80% of patients. JOA recovery rates are around 60% to 70%.
• There is no significant difference in success rates with ACDF, ACCF, and oblique corpectomy.
• ACDF is generally associated with less intraoperative blood loss and less operative complications than ACCF. The functional outcomes, using Odom criteria, JOA, NDI are reported to be the same.
CONCLUSION
In patients with CSM, the indications for surgery include persistent or recurrent radiculopathy nonresponsive to conservative treatment, progressive neurological deficit, static neurological deficit with severe radicular pain when associated with confirmatory imaging and clinical-radiological correlation. Complication rate of anterior surgeries for CSM varies from 1.6% to 31.3%. Improvement after anterior surgery for CSM has been reported in 70% to 80% of patients. JOA recovery rates are around 60% to 70%. These outcomes are also seen in long-term follow-up studies and appear to be durable. The success rates appear to be similar for the different forms of anterior surgery.
Notes
The authors have nothing to disclose.